Financial Services Question Paper 2023 [DODLDU MCOM 4TH SEM Question Papers]

Financial Services Question Paper 2023
[DODLDU MCOM 4TH SEM Question Papers]

2023 (Held in 2024)

COMMERCE

Paper: COM-403 B (Financial Services)

Full Marks: 80

Time: 3 hours

The figures in the margin indicate full marks for the questions

1. (a) Discuss the procedures for registration of merchant banking. State the SEBI regulation for merchant banking in India.  8+8=16

Or

(b) Write short notes on: 4+4+4+4=16

(1) Pre-issue management.

(2) Post-issue management.

(3) Obligation and responsibility of portfolio manager.

(4) Code of conduct of portfolio manager.

2. (a) Explain the concept of mutual fund. Discuss the advantages and limitations of mutual funds.  4+6+6=16

Or

(b) Discuss about the different types of mutual funds by category and mutual fund by schemes. 8+8=16

3. (a) Explain the concept of venture capital. Discuss briefly the features and objectives of venture capital.    4+6+6=16

Or

(b) Discuss the various venture capital institutions in India. State the guidelines prescribed by government/SEBI for venture capital.  6+10=16

4. (a) What is leasing? What are the different types of lease financing? Discuss the advantages and disadvantages of lease financing. 3+3+5+5=16

Or

(b) What are depository receipts? What are GDR and ADR? Discuss the advantages of GDR and ADR.  4+4+4+4=16

5. (a) Define foreign capital. Discuss the various sources of foreign capital. Briefly explain what will be the impact of large scale inflows of foreign capital to India.       2+7+7=16

Or

(b) “Foreign capital is very important for developing country like India, however there are various concerns associated with it.” Discuss.  16

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